Upcoming Activities

Week of October 11 or 18, 2021

Target date for Audiobook release

Target date for Audiobook release of my book, “Declaration of Independence – How Compliance and the Board Can Hold Management More Accountable”

October 6

“Compliance Over Coffee” interview

“Compliance Over Coffee” interview, hosted by Paul Cottee, NICE Actimize, podcast, 10am US eastern.
October 13

Minnesota CLE Compliance Conference Webcast Series

To be interviewed about the Board & CCO, for the Minnesota CLE Compliance Conference Webcast Series; other interviewees include Bradley (Brad) Hammer – Privacy (Oct 14); Lisa Beth Lentini Walker and Stephanie Tschida – Raising Your Game (Oct 20); and Sybil Dunlop – DEI (Oct 22)

October 14

Chief Compliance Officer Forum hosted by Deloitte

Meet with US Foreign Banking Organizations FBO Chief Compliance Officer Forum hosted by Deloitte
October 25

Association of Certified Financial Crime Specialists – ACFCSs

Working with the Association of Certified Financial Crime Specialists – ACFCS to provide financial crimes compliance & ethics training to business leaders of a global financial institution.
November 1

Fordham Gabelli School of Business

Working with Fordham Gabelli School of Business to teach compliance & ethics to a global financial institution’s business leaders.
November 9

National Society of Compliance Professionals

ESG and Compliance panelist with David Curran, Bruce Karpati, and Kelly Gibson at the National Society of Compliance Professionals Annual Conference (Nov 8-10) in National Harbor, Maryland

November 15

Practising Law Institute (PLI)

“Laying the Foundation” panelist at the Practising Law Institute (PLI) Financial Services RegTech and Regulatory Compliance Forum 2021 conference in New York.

November 18

Fordham Gabelli School of Business

Working with Fordham Gabelli School of Business to teach compliance & ethics to a global financial institution’s business leaders.

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